Lance M. Fritz - Mar 29, 2022 Form 4 Insider Report for UNION PACIFIC CORP (UNP)

Role
CHAIRMAN PRESIDENT & CEO
Signature
Nicole M. Deardorff, Attorney-in-Fact
Stock symbol
UNP
Transactions as of
Mar 29, 2022
Transactions value $
-$3,000,351
Form type
4
Date filed
3/30/2022, 11:40 AM
Previous filing
Mar 11, 2022
Next filing
Apr 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction UNP Common Stock +Options Exercise $9,694,200 +60,000 +10.6% $161.57 626,299 Mar 29, 2022 Direct
transaction UNP Common Stock -Tax liability -$9,694,446 -35,209 -5.62% $275.34 591,090 Mar 29, 2022 Direct
transaction UNP Common Stock -Tax liability -$3,000,105 -10,896 -1.84% $275.34 580,194 Mar 29, 2022 Direct
holding UNP Common Stock 50,356 Mar 29, 2022 By Deferral Account F1
holding UNP Common Stock 82,282 Mar 29, 2022 by GRAT I
holding UNP Common Stock 21,794 Mar 29, 2022 by Trust
holding UNP Common Stock 48,776 Mar 29, 2022 by Trust 2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNP Non-Qualified Stock Option (right to buy) -Options Exercise $0 -60,000 -46.72% $0.00 68,415 Mar 29, 2022 Common Stock 60,000 $161.57 Direct F2

Explanation of Responses:

Id Content
F1 Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
F2 This option became exercisable in three equal installments starting one year from the grant date.