Todd M. Rynaski - Jan 10, 2022 Form 4 Insider Report for UNION PACIFIC CORP (UNP)

Role
VP & CONTROLLER
Signature
By: Trevor L. Kingston, Attorney-in-Fact For: Todd M. Rynaski
Stock symbol
UNP
Transactions as of
Jan 10, 2022
Transactions value $
-$440,392
Form type
4
Date filed
1/12/2022, 05:03 PM
Previous filing
Dec 14, 2021
Next filing
Feb 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNP Common Stock Award $1.75K +6.99 +0.07% $250.28 9.54K Jan 10, 2022 Direct F1
transaction UNP Common Stock Options Exercise $967K +7.74K +81.12% $124.86 17.3K Jan 10, 2022 Direct
transaction UNP Common Stock Tax liability -$967K -3.8K -21.95% $254.78 13.5K Jan 10, 2022 Direct
transaction UNP Common Stock Tax liability -$442K -1.74K -12.86% $254.78 11.8K Jan 10, 2022 Direct
holding UNP Common Stock 1.89K Jan 10, 2022 By Deferral Account F2
holding UNP Common Stock 586 Jan 10, 2022 by Spouse
holding UNP Common Stock 13.7K Jan 10, 2022 by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNP Non-Qualified Stock Option (right to buy) Options Exercise $0 -7.74K -100% $0.00* 0 Jan 10, 2022 Common Stock 7.74K $124.86 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Purchase pursuant to the 2021 Employee Stock Purchase Plan.
F2 Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
F3 This option became exercisable in three equal installments starting one year from the grant date.