Lance M. Fritz - Nov 17, 2021 Form 4 Insider Report for UNION PACIFIC CORP (UNP)

Role
CHAIRMAN PRESIDENT & CEO
Signature
By: Trevor L. Kingston, Attorney-in-Fact For: Lance M. Fritz
Stock symbol
UNP
Transactions as of
Nov 17, 2021
Transactions value $
-$4,086,816
Form type
4
Date filed
11/19/2021, 10:20 AM
Previous filing
Oct 29, 2021
Next filing
Dec 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNP Common Stock Tax liability -$9.96M -41.2K -7.82% $241.48 486K Nov 17, 2021 Direct
transaction UNP Common Stock Tax liability -$4.09M -16.9K -3.48% $241.48 469K Nov 17, 2021 Direct
transaction UNP Common Stock Options Exercise $9.96M +79.7K +17% $124.86 549K Nov 17, 2021 Direct
holding UNP Common Stock 50.2K Nov 17, 2021 By Deferral Account F1
holding UNP Common Stock 82.3K Nov 17, 2021 by GRAT I
holding UNP Common Stock 21.8K Nov 17, 2021 by Trust
holding UNP Common Stock 48.8K Nov 17, 2021 by Trust 2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNP Non-Qualified Stock Option (right to buy) Options Exercise $0 -79.7K -44.36% $0.00 100K Nov 17, 2021 Common Stock 79.7K $124.86 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
F2 This option became exercisable in three equal installments starting one year from the grant date.