Lance M. Fritz - 17 Nov 2021 Form 4 Insider Report for UNION PACIFIC CORP (UNP)

Role
CHAIRMAN PRESIDENT & CEO
Signature
By: Trevor L. Kingston, Attorney-in-Fact For: Lance M. Fritz
Issuer symbol
UNP
Transactions as of
17 Nov 2021
Net transactions value
-$4,086,816
Form type
4
Filing time
19 Nov 2021, 10:20:33 UTC
Previous filing
29 Oct 2021
Next filing
03 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNP Common Stock Tax liability $9,956,220 -41,230 -7.8% $241.48 485,999 17 Nov 2021 Direct
transaction UNP Common Stock Tax liability $4,086,808 -16,924 -3.5% $241.48 469,075 17 Nov 2021 Direct
transaction UNP Common Stock Options Exercise $9,956,212 +79,739 +17% $124.86 548,814 17 Nov 2021 Direct
holding UNP Common Stock 50,227 17 Nov 2021 By Deferral Account F1
holding UNP Common Stock 82,282 17 Nov 2021 by GRAT I
holding UNP Common Stock 21,794 17 Nov 2021 by Trust
holding UNP Common Stock 48,776 17 Nov 2021 by Trust 2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNP Non-Qualified Stock Option (right to buy) Options Exercise $0 -79,739 -44% $0.000000 100,000 17 Nov 2021 Common Stock 79,739 $124.86 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
F2 This option became exercisable in three equal installments starting one year from the grant date.