Todd M. Rynaski - 29 Oct 2021 Form 4 Insider Report for UNION PACIFIC CORP (UNP)

Role
VP & CONTROLLER
Signature
By: Trevor L. Kingston, Attorney-in-Fact For: Todd M. Rynaski
Issuer symbol
UNP
Transactions as of
29 Oct 2021
Net transactions value
-$150,797
Form type
4
Filing time
01 Nov 2021, 15:13:04 UTC
Previous filing
12 Oct 2021
Next filing
12 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNP Common Stock Options Exercise $352,702 +2,871 +30% $122.85 12,394 29 Oct 2021 Direct
transaction UNP Common Stock Tax liability $352,789 -1,456 -12% $242.30 10,938 29 Oct 2021 Direct
transaction UNP Common Stock Tax liability $150,711 -622 -5.7% $242.30 10,316 29 Oct 2021 Direct
holding UNP Common Stock 1,879 29 Oct 2021 By Deferral Account F1
holding UNP Common Stock 586 29 Oct 2021 by Spouse
holding UNP Common Stock 12,877 29 Oct 2021 by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNP Non-Qualified Stock Option (right to buy) Options Exercise $0 -2,871 -100% $0.000000* 0 29 Oct 2021 Common Stock 2,871 $122.85 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
F2 This option became exercisable in three equal installments starting one year from the grant date.