Hansal N. Patel - 10 May 2021 Form 4 Insider Report for TIMKEN CO (TKR)

Role
VP, GC, and Secretary
Signature
/s/ Hansal N. Patel
Issuer symbol
TKR
Transactions as of
10 May 2021
Net transactions value
-$161,254
Form type
4
Filing time
11 May 2021, 16:09:56 UTC
Next filing
14 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TKR Common Stock Options Exercise $15,346 +553 +14% $27.75 4,536 10 May 2021 Direct
transaction TKR Common Stock Tax liability $9,859 -107 -2.4% $92.14 4,429 10 May 2021 Direct
transaction TKR Common Stock Sale $40,863 -446 -10% $91.62 3,983 10 May 2021 Direct F1
transaction TKR Common Stock Options Exercise $36,280 +800 +20% $45.35 4,783 10 May 2021 Direct
transaction TKR Common Stock Tax liability $10,412 -113 -2.4% $92.14 4,670 10 May 2021 Direct
transaction TKR Common Stock Sale $62,943 -687 -15% $91.62 3,983 10 May 2021 Direct F1
transaction TKR Common Stock Options Exercise $39,069 +875 +22% $44.65 4,858 10 May 2021 Direct
transaction TKR Common Stock Tax liability $11,518 -125 -2.6% $92.14 4,733 10 May 2021 Direct
transaction TKR Common Stock Sale $68,730 -750 -16% $91.64 3,983 10 May 2021 Direct F2
transaction TKR Common Stock Options Exercise $41,237 +968 +24% $42.60 4,951 10 May 2021 Direct
transaction TKR Common Stock Tax liability $13,268 -144 -2.9% $92.14 4,807 10 May 2021 Direct
transaction TKR Common Stock Sale $75,594 -824 -17% $91.74 3,983 10 May 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TKR Employee Stock Option (right to buy) Options Exercise $0 -553 -100% $0.000000* 0 10 May 2021 Common Stock 553 $27.75 Direct F4
transaction TKR Employee Stock Option (right to buy) Options Exercise $0 -800 -100% $0.000000* 0 10 May 2021 Common Stock 800 $45.35 Direct F5
transaction TKR Employee Stock Option (right to buy) Options Exercise $0 -875 -67% $0.000000 438 10 May 2021 Common Stock 875 $44.65 Direct F6
transaction TKR Employee Stock Option (right to buy) Options Exercise $0 -968 -33% $0.000000 1,935 10 May 2021 Common Stock 968 $42.60 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in a single trade at the price reported above.
F2 This transaction was executed in multiple trades at prices ranging from $91.62 to $91.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades at prices ranging from $91.64 to $91.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 553 stock options from 02/11/16 grant of 2,210 stock options (previously reported) that vested in 25% increments per year from the date of grant.
F5 800 stock options from 02/13/17 grant of 1,600 stock options (previously reported) that vested in 25% increments per year from the date of grant.
F6 875 stock options from 02/12/18 grant of 1,750 stock options (previously reported) that vested in 25% increments per year from the date of grant.
F7 968 stock options from 02/12/19 grant of 3,870 stock options (previously reported) that vested in 25% increments per year from the date of grant.