Ronald P. O Hanley - 15 Feb 2025 Form 4 Insider Report for STATE STREET CORP (STT)

Role
Chairman, CEO and President, Director
Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Issuer symbol
STT
Transactions as of
15 Feb 2025
Net transactions value
-$5,520,164
Form type
4
Filing time
19 Feb 2025, 18:30:11 UTC
Previous filing
19 Nov 2024
Next filing
04 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Options Exercise $0 +2,516 +1.2% $0.000000 214,544 15 Feb 2025 Direct F1
transaction STT Common Stock Disposed to Issuer $249,487 -2,516 -1.2% $99.16 212,028 15 Feb 2025 Direct F2
transaction STT Common Stock Options Exercise $0 +1,342 +0.63% $0.000000 213,370 15 Feb 2025 Direct F1
transaction STT Common Stock Disposed to Issuer $132,294 -1,342 -0.63% $98.58 212,028 15 Feb 2025 Direct F3
transaction STT Common Stock Options Exercise $0 +2,203 +1% $0.000000 214,231 15 Feb 2025 Direct F1
transaction STT Common Stock Disposed to Issuer $217,172 -2,203 -1% $98.58 212,028 15 Feb 2025 Direct F4
transaction STT Common Stock Award $0 +58,800 +28% $0.000000 270,828 15 Feb 2025 Direct F5
transaction STT Common Stock Tax liability $2,819,119 -28,430 -10% $99.16 242,398 15 Feb 2025 Direct F6
transaction STT Common Stock Tax liability $2,102,093 -21,199 -8.7% $99.16 221,199 15 Feb 2025 Direct F7
holding STT Common Stock 152,656 15 Feb 2025 By a Trust F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STT 2022 Cash Settled Restricted Stock Units Options Exercise -2,516 -100% 0 15 Feb 2025 Common Stock 2,516 Direct F1, F9
transaction STT 2023 Cash Settled Restricted Stock Units Options Exercise -1,342 -20% 5,372 15 Feb 2025 Common Stock 1,342 Direct F1, F10
transaction STT 2024 Cash Settled Restricted Stock Units Options Exercise -2,203 -11% 17,630 15 Feb 2025 Common Stock 2,203 Direct F1, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Unit is the equivalent of one share of State Street Corporation common stock.
F2 Pursuant to award granted on February 25, 2022 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date.
F3 Pursuant to award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.
F4 Pursuant to award granted on February 23, 2024 under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.
F5 Settlement of a performance award granted on February 25, 2022 as part of 2021 compensation.
F6 These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 25, 2022 as part of 2021 compensation.
F7 These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
F8 By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
F9 Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023.
F10 Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024.
F11 Quarterly installment of award granted on February 23, 2024 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2024 and remaining units vesting in nine equal quarterly installments commencing February 15, 2025.