Donna M. Milrod - Aug 15, 2024 Form 4 Insider Report for STATE STREET CORP (STT)

Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Stock symbol
STT
Transactions as of
Aug 15, 2024
Transactions value $
-$65,739
Form type
4
Date filed
8/19/2024, 04:32 PM
Previous filing
Jun 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Tax liability -$57.5K -714 -1.62% $80.55 43.3K Aug 15, 2024 Direct F1
transaction STT Common Stock Sale -$8.23K -102 -0.24% $80.65 43.2K Aug 16, 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
F2 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2024.