Ronald P. O. Hanley - Feb 15, 2024 Form 4 Insider Report for STATE STREET CORP (STT)

Role
Chairman, CEO and President, Director
Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Stock symbol
STT
Transactions as of
Feb 15, 2024
Transactions value $
-$3,982,381
Form type
4
Date filed
2/20/2024, 06:44 PM
Previous filing
Nov 17, 2023
Next filing
Feb 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Options Exercise $0 +2.58K +1.04% $0.00 250K Feb 15, 2024 Direct F1
transaction STT Common Stock Disposed to Issuer -$189K -2.58K -1.03% $73.03 248K Feb 15, 2024 Direct F2
transaction STT Common Stock Options Exercise $0 +2.52K +1.02% $0.00 250K Feb 15, 2024 Direct F1
transaction STT Common Stock Disposed to Issuer -$184K -2.52K -1% $73.03 248K Feb 15, 2024 Direct F3
transaction STT Common Stock Options Exercise $0 +1.34K +0.54% $0.00 249K Feb 15, 2024 Direct F1
transaction STT Common Stock Disposed to Issuer -$100K -1.34K -0.54% $74.54 248K Feb 15, 2024 Direct F4
transaction STT Common Stock Award $0 +63.8K +25.72% $0.00 312K Feb 15, 2024 Direct F5
transaction STT Common Stock Tax liability -$1.92M -26.2K -8.42% $73.03 285K Feb 15, 2024 Direct F6
transaction STT Common Stock Tax liability -$1.59M -21.8K -7.65% $73.03 264K Feb 15, 2024 Direct F7
transaction STT Common Stock Gift $0 -7K -2.66% $0.00 257K Feb 16, 2024 Direct
holding STT Common Stock 83.7K Feb 15, 2024 By a Trust F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STT 2021 Cash Settled Restricted Stock Units Options Exercise -2.58K -100% 0 Feb 15, 2024 Common Stock 2.58K Direct F1, F9
transaction STT 2022 Cash Settled Restricted Stock Units Options Exercise -2.52K -20% 10.1K Feb 15, 2024 Common Stock 2.52K Direct F1, F10
transaction STT 2023 Cash Settled Restricted Stock Units Options Exercise -1.34K -11.11% 10.7K Feb 15, 2024 Common Stock 1.34K Direct F1, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Unit is the equivalent of one share of State Street Corporation common stock.
F2 Pursuant to award granted on February 26, 2021 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date.
F3 Pursuant to award granted on February 25, 2022 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date.
F4 Pursuant to award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan, price is determined as the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.
F5 Settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.
F6 These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.
F7 These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
F8 By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
F9 Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.
F10 Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023.
F11 Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024.