Ronald P. O Hanley - 15 Feb 2024 Form 4 Insider Report for STATE STREET CORP (STT)

Role: Chairman, CEO and President, Director
Signature: /s/ Shannon C. Stanley, Attorney-in-fact
Issuer symbol: STT
Transactions as of: 15 Feb 2024
Net transactions value: -$3,982,381
Form type: 4
Filing time: 20 Feb 2024, 18:44:34 UTC
Previous filing: 17 Nov 2023
Next filing: 22 Feb 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	STT	Common Stock	Options Exercise	$0	+2,582	+1%	$0.000000	250,453	15 Feb 2024	Direct	F1
transaction	STT	Common Stock	Disposed to Issuer	$188,563	-2,582	-1%	$73.03	247,871	15 Feb 2024	Direct	F2
transaction	STT	Common Stock	Options Exercise	$0	+2,516	+1%	$0.000000	250,387	15 Feb 2024	Direct	F1
transaction	STT	Common Stock	Disposed to Issuer	$183,743	-2,516	-1%	$73.03	247,871	15 Feb 2024	Direct	F3
transaction	STT	Common Stock	Options Exercise	$0	+1,342	+0.54%	$0.000000	249,213	15 Feb 2024	Direct	F1
transaction	STT	Common Stock	Disposed to Issuer	$100,033	-1,342	-0.54%	$74.54	247,871	15 Feb 2024	Direct	F4
transaction	STT	Common Stock	Award	$0	+63,762	+26%	$0.000000	311,633	15 Feb 2024	Direct	F5
transaction	STT	Common Stock	Tax liability	$1,915,942	-26,235	-8.4%	$73.03	285,398	15 Feb 2024	Direct	F6
transaction	STT	Common Stock	Tax liability	$1,594,099	-21,828	-7.6%	$73.03	263,570	15 Feb 2024	Direct	F7
transaction	STT	Common Stock	Gift	$0	-7,000	-2.7%	$0.000000	256,570	16 Feb 2024	Direct
holding	STT	Common Stock						83,681	15 Feb 2024	By a Trust	F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	STT	2021 Cash Settled Restricted Stock Units	Options Exercise		-2,582	-100%		0	15 Feb 2024	Common Stock	2,582		Direct	F1, F9
transaction	STT	2022 Cash Settled Restricted Stock Units	Options Exercise		-2,516	-20%		10,064	15 Feb 2024	Common Stock	2,516		Direct	F1, F10
transaction	STT	2023 Cash Settled Restricted Stock Units	Options Exercise		-1,342	-11%		10,740	15 Feb 2024	Common Stock	1,342		Direct	F1, F11

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Unit is the equivalent of one share of State Street Corporation common stock.
F2	Pursuant to award granted on February 26, 2021 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date.
F3	Pursuant to award granted on February 25, 2022 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date.
F4	Pursuant to award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan, price is determined as the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.
F5	Settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.
F6	These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.
F7	These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
F8	By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
F9	Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.
F10	Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023.
F11	Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024.