Anthony Bisegna - Feb 15, 2024 Form 4 Insider Report for STATE STREET CORP (STT)

Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Stock symbol
STT
Transactions as of
Feb 15, 2024
Transactions value $
-$397,643
Form type
4
Date filed
2/20/2024, 06:42 PM
Previous filing
Jan 9, 2024
Next filing
Feb 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Award $0 +6.13K +35.96% $0.00 23.2K Feb 15, 2024 Direct F1
transaction STT Common Stock Tax liability -$137K -1.87K -8.08% $73.03 21.3K Feb 15, 2024 Direct F2
transaction STT Common Stock Tax liability -$70.5K -966 -4.53% $73.03 20.3K Feb 15, 2024 Direct F3
transaction STT Common Stock Sale -$190K -2.61K -12.81% $73.00 17.7K Feb 16, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.
F2 These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.
F3 These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
F4 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2023.