Ronald P. O. Hanley - Aug 15, 2023 Form 4 Insider Report for STATE STREET CORP (STT)

Role
Chairman and CEO, Director
Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Stock symbol
STT
Transactions as of
Aug 15, 2023
Transactions value $
-$644,733
Form type
4
Date filed
8/17/2023, 06:08 PM
Previous filing
May 30, 2023
Next filing
Nov 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Options Exercise $0 +2.58K +1.04% $0.00 250K Aug 15, 2023 Direct F1
transaction STT Common Stock Disposed to Issuer -$180K -2.58K -1.03% $69.56 248K Aug 15, 2023 Direct F2
transaction STT Common Stock Options Exercise $0 +2.52K +1.02% $0.00 250K Aug 15, 2023 Direct F1
transaction STT Common Stock Disposed to Issuer -$175K -2.52K -1% $69.56 248K Aug 15, 2023 Direct F3
transaction STT Common Stock Options Exercise $0 +4.03K +1.62% $0.00 252K Aug 15, 2023 Direct F1
transaction STT Common Stock Disposed to Issuer -$290K -4.03K -1.6% $72.06 248K Aug 15, 2023 Direct F4
holding STT Common Stock 83.7K Aug 15, 2023 By a Trust F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STT 2021 Cash Settled Restricted Stock Units Options Exercise -2.58K -33.33% 5.16K Aug 15, 2023 Common Stock 2.58K Direct F1, F6
transaction STT 2022 Cash Settled Restricted Stock Units Options Exercise -2.52K -14.29% 15.1K Aug 15, 2023 Common Stock 2.52K Direct F1, F7
transaction STT 2023 Cash Settled Restricted Stock Units Options Exercise -4.03K -20% 16.1K Aug 15, 2023 Common Stock 4.03K Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Unit is the equivalent of one share of State Street Corporation common stock.
F2 Pursuant to award granted on February 26, 2021 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date.
F3 Pursuant to award granted on February 25, 2022 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date.
F4 Pursuant to award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.
F5 By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
F6 Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.
F7 Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023.
F8 Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024.