Ian Appleyard - Feb 24, 2023 Form 4 Insider Report for STATE STREET CORP (STT)

Role
EVP, CAO and Global Controller
Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Stock symbol
STT
Transactions as of
Feb 24, 2023
Transactions value $
-$738,629
Form type
4
Date filed
2/28/2023, 03:26 PM
Previous filing
Feb 17, 2023
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Award $0 +1.53K +8.57% $0.00 19.4K Feb 24, 2023 Direct F1
transaction STT Common Stock Award $0 +3.51K +18.15% $0.00 22.9K Feb 24, 2023 Direct F2
transaction STT Common Stock Tax liability -$144K -1.65K -7.22% $87.17 21.2K Feb 24, 2023 Direct F3
transaction STT Common Stock Sale -$595K -6.73K -31.69% $88.42 14.5K Feb 24, 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
F2 Stock award granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
F3 These shares were withheld to satisfy tax withholding obligations in connection with the stock award granted on February 24, 2023 pursuant to State Street Corporation 2017 Stock Incentive Plan.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.41 through $88.44, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.