MICHAEL L. RICHARDS - 15 Feb 2023 Form 4 Insider Report for STATE STREET CORP (STT)

Role
EVP and Chief Admin Officer
Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Issuer symbol
STT
Transactions as of
15 Feb 2023
Net transactions value
-$284,589
Form type
4
Filing time
17 Feb 2023, 15:17:03 UTC
Previous filing
17 Nov 2022
Next filing
28 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Award $0 +5,736 +20% $0.000000 34,332 15 Feb 2023 Direct F1
transaction STT Common Stock Tax liability $163,469 -1,737 -5.1% $94.11 32,595 15 Feb 2023 Direct F2
transaction STT Common Stock Tax liability $121,120 -1,287 -3.9% $94.11 31,308 15 Feb 2023 Direct F3
holding STT Common Stock 580 15 Feb 2023 By domestic partner F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.
F2 These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.
F3 These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
F4 The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.