Louis D. Maiuri - Feb 15, 2023 Form 4 Insider Report for STATE STREET CORP (STT)

Role
President and COO
Signature
/s/ Shannon C. Stanley Attorney-in-fact
Stock symbol
STT
Transactions as of
Feb 15, 2023
Transactions value $
-$2,215,255
Form type
4
Date filed
2/17/2023, 03:14 PM
Previous filing
Mar 1, 2022
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Award $0 +35.8K +36.61% $0.00 134K Feb 15, 2023 Direct F1
transaction STT Common Stock Tax liability -$1.35M -14.3K -10.72% $94.11 119K Feb 15, 2023 Direct F2
transaction STT Common Stock Tax liability -$866K -9.2K -7.71% $94.11 110K Feb 15, 2023 Direct F3
holding STT Common Stock 29.3K Feb 15, 2023 By a spousal trust F4
holding STT Common Stock 2.54K Feb 15, 2023 By a Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.
F2 These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.
F3 These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
F4 By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.