Francisco Aristeguieta - Feb 25, 2022 Form 4 Insider Report for STATE STREET CORP (STT)

Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Stock symbol
STT
Transactions as of
Feb 25, 2022
Transactions value $
-$3,433,919
Form type
4
Date filed
3/1/2022, 05:18 PM
Previous filing
Feb 24, 2022
Next filing
Jun 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Award $0 +21.9K +34.34% $0.00 85.8K Feb 25, 2022 Direct F1
transaction STT Common Stock Award $0 +39.7K +46.23% $0.00 125K Feb 25, 2022 Direct F2
transaction STT Common Stock Tax liability -$1.42M -16K -12.75% $88.74 109K Feb 25, 2022 Direct F3
transaction STT Common Stock Sale -$871K -10.3K -9.41% $84.56 99.2K Feb 28, 2022 Direct F4, F5
transaction STT Common Stock Sale -$1.02M -12K -12.08% $85.39 87.2K Feb 28, 2022 Direct F4, F6
transaction STT Common Stock Sale -$120K -1.39K -1.59% $86.18 85.8K Feb 28, 2022 Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
F2 Settlement of a performance award granted on July 31, 2019.
F3 These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on July 31, 2019.
F4 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2021.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.00 through $84.99, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 through $85.99, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 through $86.35, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.