MICHAEL L. RICHARDS - 15 May 2021 Form 4 Insider Report for STATE STREET CORP (STT)

Role
EVP and Chief Admin Officer
Signature
/s/ Shannon C. Stanley, Attorney-in-fact
Issuer symbol
STT
Transactions as of
15 May 2021
Net transactions value
-$55,135
Form type
4
Filing time
18 May 2021, 16:29:43 UTC
Next filing
17 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STT Common Stock Tax liability $26,632 -307 -1.2% $86.75 24,660 15 May 2021 Direct F1
transaction STT Common Stock Sale $28,502 -331 -1.3% $86.11 24,329 17 May 2021 Direct F2
holding STT Common Stock 550 15 May 2021 By domestic partner F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
F2 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 23, 2020.
F3 The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.