| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Allan Donald | President & CEO, Director | 1000 STANLEY DRIVE, NEW BRITAIN | /s/ Janet M. Link, Attorney-in-Fact | 07 Jul 2025 | 0001379111 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWK | Common Stock | Options Exercise | +2,000 | +1.6% | 123,900 | 05 Jul 2025 | Direct | F1 | ||
| transaction | SWK | Common Stock | Tax liability | $62,541 | -875 | -0.71% | $71.48 | 123,025 | 05 Jul 2025 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWK | Restricted Stock Units | Options Exercise | $0 | -2,000 | -50% | $0.000000 | 2,001 | 05 Jul 2025 | Common Stock | 2,000 | Direct | F1, F3 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
| F2 | Shares withheld to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock units. |
| F3 | As previously reported, on July 5, 2022, the reporting person was granted 8,353 RSUs of which 351 RSUs vested on December 19, 2022, and the remaining RSUs vested, or will vest, in four approximately equal annual installments beginning on the first anniversary of the grant date. |