| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWK | Common Stock | Options Exercise | +818 | +20.98% | 4.72K | 01 Mar 2025 | Direct | F1 | ||
| transaction | SWK | Common Stock | Tax liability | -$21.9K | -254 | -5.38% | $86.27 | 4.46K | 01 Mar 2025 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWK | Restricted Stock Units | Options Exercise | $0 | -818 | -33.35% | $0.00 | 1.64K | 01 Mar 2025 | Common Stock | 818 | Direct | F1, F3 | |
| holding | SWK | Restricted Stock Units | 2.47K | 01 Mar 2025 | Common Stock | 2.47K | Direct | F1, F4, F5 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
| F2 | Shares withheld to satisfy the reporting person's tax withholding obligation upon vesting of RSUs. |
| F3 | As previously reported, on March 1, 2024, the reporting person was granted 2,453 RSUs, vesting in three approximately equal annual installments beginning on the first anniversary of the grant. |
| F4 | As previously reported, RSUs vest in three approximately equal annual installments beginning on February 21, 2026. |
| F5 | Due to a clerical error, the number of RSUs reported in columns 5, 7 and 9 in the Form 4 filed on February 25, 2025, were understated by 174 RSUs. The amount of securities reported as beneficially owned by the reporting person in columns 7 and 9 of this Form 4 corrects the previous error. |