Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SWK | Common Stock | Options Exercise | +1.95K | +20.93% | 11.3K | Dec 6, 2024 | Direct | F1, F2 | ||
transaction | SWK | Common Stock | Tax liability | -$65.4K | -769 | -6.82% | $85.04 | 10.5K | Dec 6, 2024 | Direct | F2, F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SWK | Restricted Stock Units | Options Exercise | $0 | -1.95K | -50% | $0.00 | 1.95K | Dec 6, 2024 | Common Stock | 1.95K | Direct | F1, F4, F5 | |
holding | SWK | Restricted Stock Units | 5.28K | Dec 6, 2024 | Common Stock | 5.28K | Direct | F1, F5, F6 | ||||||
holding | SWK | Restricted Stock Units | 3.37K | Dec 6, 2024 | Common Stock | 3.37K | Direct | F1, F5, F7 | ||||||
holding | SWK | Restricted Stock Units | 7.38K | Dec 6, 2024 | Common Stock | 7.38K | Direct | F1, F5, F8 | ||||||
holding | SWK | Restricted Stock Units | 4.76K | Dec 6, 2024 | Common Stock | 4.76K | Direct | F1, F5, F9 |
Id | Content |
---|---|
F1 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
F2 | Reflects a decrease of 24,685 shares representing unvested RSUs that were previously reported in Table I. These RSUs are now reported in Table II of this Form 4. |
F3 | Shares withheld to satisfy the reporting person's tax withholding obligations upon vesting of RSUs. |
F4 | As previously reported, on December 6, 2022, the reporting person was granted 5,859 RSUs, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. |
F5 | The RSUs were previously reported in Table I and are now reported in Table II. |
F6 | As previously reported, on February 16, 2022, the reporting person was granted 10,549 RSUs, vesting in four approximately equal annual installments beginning on the first anniversary of the grant date. |
F7 | As previously reported, on February 15, 2023, the reporting person was granted 5,049 RSUS, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. |
F8 | As previously reported, on February 15, 2023, the reporting person was granted 11,072 RSUS, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. |
F9 | As previously reported, on March 1, 2024, the reporting person was granted 4,757 RSUs, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. |