| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWK | Common Stock | Options Exercise | +659 | +0.61% | 108,353 | 03 Dec 2024 | Direct | F1, F2 | ||
| transaction | SWK | Common Stock | Tax liability | $25,664 | -290 | -0.27% | $88.50 | 108,063 | 03 Dec 2024 | Direct | F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWK | Restricted Stock Units | Options Exercise | $0 | -659 | -100% | $0.000000 | 0 | 03 Dec 2024 | Common Stock | 659 | Direct | F1, F4 | |
| holding | SWK | Restricted Stock Units | 1,906 | 03 Dec 2024 | Common Stock | 1,906 | Direct | F1, F5, F6 | ||||||
| holding | SWK | Restricted Stock Units | 4,001 | 03 Dec 2024 | Common Stock | 4,001 | Direct | F1, F6, F7 | ||||||
| holding | SWK | Restricted Stock Units | 6,332 | 03 Dec 2024 | Common Stock | 6,332 | Direct | F1, F6, F8 | ||||||
| holding | SWK | Restricted Stock Units | 16,351 | 03 Dec 2024 | Common Stock | 16,351 | Direct | F1, F6, F9 | ||||||
| holding | SWK | Restricted Stock Units | 29,032 | 03 Dec 2024 | Common Stock | 29,032 | Direct | F1, F6, F10 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
| F2 | Reflects a decrease of 58,281 shares representing unvested RSUs that were previously reported in Table I. These RSUs are now reported in Table II of this Form 4. |
| F3 | Shares withheld to satisfy the reporting person's tax withholding obligation upon vesting of RSUs. |
| F4 | As previously reported, on December 3, 2020, the reporting person was granted 2,749 RSUs of which 116 RSUs vested on December 16, 2020, and the remaining RSUs vested in four approximately equal annual installments beginning on the first anniversary of the grant date. |
| F5 | As previously reported, on December 29, 2021, the reporting person was granted 3,979 RSUs of which 167 RSUs vested on December 31, 2021, and the remaining RSUs vested, or will vest, in four approximately equal annual installments beginning on the first anniversary of the grant date. |
| F6 | The RSUs were previously reported in Table I and are now reported in Table II. |
| F7 | As previously reported, on July 5, 2022, the reporting person was granted 8,353 RSUs of which 351 RSUs vested on December 19, 2022, and the remaining RSUs vested, or will vest, in four approximately equal annual installments beginning on the first anniversary of the grant date. |
| F8 | As previously reported, on December 6, 2022, the reporting person was granted 9,916 RSUs of which 417 RSUs vested on December 19, 2022, and the remaining RSUs vested, or will vest, in three approximately equal annual installments beginning on the first anniversary of the grant date. |
| F9 | As previously reported, on February 15, 2023, the reporting person was granted 25,603 RSUs, of which 1,075 vested on December 16, 2023, and the remaining RSUs vested, or will vest, in three approximately equal annual installments beginning on the first anniversary of the grant date. |
| F10 | As previously reported, on March 1, 2024, the reporting person was granted 29,032 RSUs vesting in three approximately equal annual installments beginning on on the first anniversary of the grant date. |