| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWK | Common Stock | Options Exercise | +413 | +4% | 10,683 | 03 Dec 2024 | Direct | F1, F2 | ||
| transaction | SWK | Common Stock | Tax liability | $16,991 | -192 | -1.8% | $88.50 | 10,491 | 03 Dec 2024 | Direct | F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWK | Restricted Stock Units | Options Exercise | $0 | -413 | -100% | $0.000000 | 0 | 03 Dec 2024 | Common Stock | 413 | Direct | F1, F4 | |
| holding | SWK | Restricted Stock Units | 1,175 | 03 Dec 2024 | Common Stock | 1,175 | Direct | F1, F5, F6 | ||||||
| holding | SWK | Restricted Stock Units | 6,999 | 03 Dec 2024 | Common Stock | 6,999 | Direct | F1, F6, F7 | ||||||
| holding | SWK | Restricted Stock Units | 3,906 | 03 Dec 2024 | Common Stock | 3,906 | Direct | F1, F6, F8 | ||||||
| holding | SWK | Restricted Stock Units | 3,321 | 03 Dec 2024 | Common Stock | 3,321 | Direct | F1, F6, F9 | ||||||
| holding | SWK | Restricted Stock Units | 5,876 | 03 Dec 2024 | Common Stock | 5,876 | Direct | F1, F6, F10 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
| F2 | Reflects a decrease of 21,690 shares representing unvested RSUs that were previously reported in Table I. These RSUs are now reported in Table II of this Form 4. |
| F3 | Shares withheld to satisfy the reporting person's tax withholding obligation upon vesting of RSUs. |
| F4 | As previously reported, on December 3, 2020, the reporting person was granted 1,650 RSUs vesting in four approximately equal annual installments beginning on the first anniversary of the grant date. |
| F5 | As previously reported, on December 10, 2021, the reporting person was granted 2,350 RSUs vesting in four approximately equal annual installments beginning on the first anniversary of the grant date. |
| F6 | The RSUs were previously reported in Table I and are now reported in Table II. |
| F7 | As previously reported, on April 22, 2022, the reporting person was granted 2,350 RSUs vesting in approximately equal two installments on April 22, 2026, and April 22, 2027. |
| F8 | As previously reported, on December 6, 2022, the reporting person was granted 5,859 RSUs vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. |
| F9 | As previously reported, on February 15, 2023, the reporting person was granted 4,982 RSUs vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. |
| F10 | As previously reported, on March 1, 2024, the reporting person was granted 5,876 RSUs vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. |