James L. Waters - Jul 6, 2024 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
General Counsel and Secretary
Signature
Adam J. Larkins POA for James L. Waters
Stock symbol
KEY
Transactions as of
Jul 6, 2024
Transactions value $
-$110,484
Form type
4
Date filed
7/9/2024, 04:17 PM
Previous filing
Feb 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +23.3K +56.96% 64.3K Jul 6, 2024 Direct F1
transaction KEY Common Shares Tax liability -$110K -7.92K -12.32% $13.95 56.4K Jul 6, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -23.3K -100% $0.00* 0 Jul 6, 2024 Common Shares 23.3K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 These restricted stock units vested in three equal annual installments, ending on July 6, 2024.
F3 Includes approximately 1,378 dividend-equivalent restricted stock units accrued between September 2023 and June 2024.