Douglas M. Schosser - 16 Feb 2024 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Chief Accounting Officer
Signature
Adam J. Larkins POA for Douglas M. Schosser
Issuer symbol
KEY
Transactions as of
16 Feb 2024
Net transactions value
-$23,511
Form type
4
Filing time
21 Feb 2024, 19:20:20 UTC
Previous filing
20 Feb 2024
Next filing
27 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +4,687 +24% 24,482 17 Feb 2024 Direct F1
transaction KEY Common Shares Tax liability $23,511 -1,671 -6.8% $14.07 22,811 17 Feb 2024 Direct
holding KEY Common Shares 4,408 16 Feb 2024 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Award $0 +8,528 $0.000000 8,528 16 Feb 2024 Common Shares 8,528 Direct F1, F3
transaction KEY Option to Buy Award $0 +11,661 $0.000000 11,661 16 Feb 2024 Common Shares 11,661 $15.48 Direct F4
transaction KEY Restricted Stock Units Options Exercise $0 -1,819 -50% $0.000000 1,819 17 Feb 2024 Common Shares 1,819 Direct F1, F5, F6
transaction KEY Restricted Stock Units Options Exercise $0 -1,294 -33% $0.000000 2,587 17 Feb 2024 Common Shares 1,294 Direct F1, F7, F8
transaction KEY Restricted Stock Units Options Exercise $0 -1,574 -25% $0.000000 4,720 17 Feb 2024 Common Shares 1,574 Direct F1, F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 Reported as of February 14, 2024.
F3 These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.
F4 The option to buy, granted on February 16, 2024, vests in four equal annual installments beginning on February 17, 2025.
F5 These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.
F6 Includes approximately 243 dividend-equivalent restricted stock units accrued between March and December 2023.
F7 These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F8 Includes approximately 259 dividend-equivalent restricted stock units accrued between March and December 2023.
F9 These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.
F10 Includes approximately 420 dividend-equivalent restricted stock units accrued between March and December 2023.