Douglas M. Schosser - Feb 16, 2024 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Chief Accounting Officer
Signature
Adam J. Larkins POA for Douglas M. Schosser
Stock symbol
KEY
Transactions as of
Feb 16, 2024
Transactions value $
-$23,511
Form type
4
Date filed
2/21/2024, 07:20 PM
Previous filing
Feb 20, 2024
Next filing
Feb 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +4.69K +23.68% 24.5K Feb 17, 2024 Direct F1
transaction KEY Common Shares Tax liability -$23.5K -1.67K -6.83% $14.07 22.8K Feb 17, 2024 Direct
holding KEY Common Shares 4.41K Feb 16, 2024 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Award $0 +8.53K $0.00 8.53K Feb 16, 2024 Common Shares 8.53K Direct F1, F3
transaction KEY Option to Buy Award $0 +11.7K $0.00 11.7K Feb 16, 2024 Common Shares 11.7K $15.48 Direct F4
transaction KEY Restricted Stock Units Options Exercise $0 -1.82K -50% $0.00 1.82K Feb 17, 2024 Common Shares 1.82K Direct F1, F5, F6
transaction KEY Restricted Stock Units Options Exercise $0 -1.29K -33.34% $0.00 2.59K Feb 17, 2024 Common Shares 1.29K Direct F1, F7, F8
transaction KEY Restricted Stock Units Options Exercise $0 -1.57K -25.01% $0.00 4.72K Feb 17, 2024 Common Shares 1.57K Direct F1, F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 Reported as of February 14, 2024.
F3 These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.
F4 The option to buy, granted on February 16, 2024, vests in four equal annual installments beginning on February 17, 2025.
F5 These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.
F6 Includes approximately 243 dividend-equivalent restricted stock units accrued between March and December 2023.
F7 These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F8 Includes approximately 259 dividend-equivalent restricted stock units accrued between March and December 2023.
F9 These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.
F10 Includes approximately 420 dividend-equivalent restricted stock units accrued between March and December 2023.