| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KEY | Common Shares | Options Exercise | $172K | +13.3K | +6.64% | $12.92 | 214K | Feb 16, 2024 | Direct | |
| transaction | KEY | Common Shares | Tax liability | -$187K | -13.3K | -6.23% | $14.06 | 200K | Feb 16, 2024 | Direct | |
| transaction | KEY | Common Shares | Options Exercise | +29.1K | +14.51% | 229K | Feb 17, 2024 | Direct | F1 | ||
| transaction | KEY | Common Shares | Tax liability | -$128K | -9.1K | -3.97% | $14.07 | 220K | Feb 17, 2024 | Direct | |
| holding | KEY | Common Shares | 18.5K | Feb 16, 2024 | By spouse | ||||||
| holding | KEY | Common Shares | 445 | Feb 16, 2024 | By Paine Investments LP | ||||||
| holding | KEY | Common Shares | 24.1K | Feb 16, 2024 | 401(k) Plan | F2 | |||||
| holding | KEY | Common Shares | 135K | Feb 16, 2024 | By GRAT | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KEY | Option to Buy | Options Exercise | $0 | -13.3K | -100% | $0.00* | 0 | Feb 16, 2024 | Common Shares | 13.3K | $12.92 | Direct | F4 |
| transaction | KEY | Restricted Stock Units | Award | $0 | +46.9K | $0.00 | 46.9K | Feb 16, 2024 | Common Shares | 46.9K | Direct | F1, F5 | ||
| transaction | KEY | Option to Buy | Award | $0 | +64.1K | $0.00 | 64.1K | Feb 16, 2024 | Common Shares | 64.1K | $15.48 | Direct | F6 | |
| transaction | KEY | Deferred Shares | Award | +18.7K | 18.7K | Feb 16, 2024 | Common Shares | 18.7K | Direct | F7, F8, F9 | ||||
| transaction | KEY | Restricted Stock Units | Options Exercise | $0 | -10.9K | -50% | $0.00 | 10.9K | Feb 17, 2024 | Common Shares | 10.9K | Direct | F1, F10, F11 | |
| transaction | KEY | Restricted Stock Units | Options Exercise | $0 | -8.09K | -33.34% | $0.00 | 16.2K | Feb 17, 2024 | Common Shares | 8.09K | Direct | F1, F12, F13 | |
| transaction | KEY | Restricted Stock Units | Options Exercise | $0 | -10.1K | -25% | $0.00 | 30.2K | Feb 17, 2024 | Common Shares | 10.1K | Direct | F1, F14, F15 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. |
| F2 | Reported as of February 14, 2024. |
| F3 | These shares are held in a grantor retained annuity trust for the benefit of the reporting person and the reporting person's children. The reporting person is the trustee of the trust. |
| F4 | This option vested in four equal annual installments ending on February 17, 2018. |
| F5 | These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025. |
| F6 | The option to buy, granted on February 16, 2024, vests in four equal annual installments beginning on February 17, 2025. |
| F7 | Each deferred share represents a right to receive the cash value of one share of common stock. |
| F8 | The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries. |
| F9 | In connection with the vesting on February 17, 2024, of cash-settling performance shares previously granted to the reporting person, the reporting person's receipt of the cash value of 18,731 shares of common stock was deferred, resulting in the reporting person's receipt instead of 18,731 deferred shares pursuant to KeyCorp's Long-Term Incentive Deferral Plan. |
| F10 | These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022. |
| F11 | Includes approximately 1,455 dividend-equivalent restricted stock units accrued between March and December 2023. |
| F12 | These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023. |
| F13 | Includes approximately 1,617 dividend-equivalent restricted stock units accrued between March and December 2023. |
| F14 | These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024. |
| F15 | Includes approximately 2,685 dividend-equivalent restricted stock units accrued between March and December 2023. |