Allyson M. Kidik - 16 Feb 2024 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Chief Risk Review Officer
Signature
Adam J. Larkins POA for Allyson M. Kidik
Issuer symbol
KEY
Transactions as of
16 Feb 2024
Net transactions value
-$13,648
Form type
4
Filing time
21 Feb 2024, 19:06:58 UTC
Previous filing
21 Nov 2023
Next filing
19 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +2,722 +15% 20,520 17 Feb 2024 Direct F1
transaction KEY Common Shares Tax liability $13,648 -970 -4.7% $14.07 19,549 17 Feb 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Award $0 +6,396 $0.000000 6,396 16 Feb 2024 Common Shares 6,396 Direct F1, F2
transaction KEY Option to Buy Award $0 +8,746 $0.000000 8,746 16 Feb 2024 Common Shares 8,746 $15.48 Direct F3
transaction KEY Restricted Stock Units Options Exercise $0 -603 -100% $0.000000* 0 17 Feb 2024 Common Shares 603 Direct F1, F4, F5
transaction KEY Restricted Stock Units Options Exercise $0 -636 -50% $0.000000 636 17 Feb 2024 Common Shares 636 Direct F1, F6, F7
transaction KEY Restricted Stock Units Options Exercise $0 -434 -33% $0.000000 866 17 Feb 2024 Common Shares 434 Direct F1, F8, F9
transaction KEY Restricted Stock Units Options Exercise $0 -1,049 -25% $0.000000 3,147 17 Feb 2024 Common Shares 1,049 Direct F1, F10, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.
F3 The option to buy, granted on February 16, 2024, vests in four equal annual installments beginning on February 17, 2025.
F4 These restricted stock units, granted on February 17, 2020, vested in four equal annual installments. The final installment vested on February 17, 2024.
F5 Includes approximately 40 dividend-equivalent restricted stock units accrued between March and December 2023.
F6 These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.
F7 Includes approximately 85 dividend-equivalent restricted stock units accrued between March and December 2023.
F8 These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F9 Includes approximately 87 dividend-equivalent restricted stock units accrued between March and December 2023.
F10 The restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.
F11 Includes approximately 280 dividend-equivalent restricted stock units accrued between March and December 2023.