Carlton L. Highsmith - 19 May 2023 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Director
Signature
Adam J. Larkins POA for Carlton L. Highsmith
Issuer symbol
KEY
Transactions as of
19 May 2023
Net transactions value
-$74,028
Form type
4
Filing time
23 May 2023, 17:05:24 UTC
Previous filing
15 May 2023
Next filing
22 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +13,876 +22% 78,015 19 May 2023 Direct F1
transaction KEY Common Shares Disposed to Issuer $74,028 -6,938 -8.9% $10.67 71,077 19 May 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Deferred Shares Options Exercise -13,876 -32% 29,223 19 May 2023 Common Shares 13,876 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 19, 2023, 6,938 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 6,938 Deferred Shares were settled for an equal number of KeyCorp Common Shares.