Ann Gillis Ruth - May 11, 2023 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Director
Signature
Adam J. Larkins POA for Ruth Ann M. Gillis
Stock symbol
KEY
Transactions as of
May 11, 2023
Transactions value $
$0
Form type
4
Date filed
5/15/2023, 05:01 PM
Previous filing
Jul 5, 2023
Next filing
May 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KEY Common Shares 63K May 11, 2023 Direct
holding KEY Common Shares 82.5K May 11, 2023 By Trust F1
holding KEY Common Shares 5.55K May 11, 2023 By Trust F2
holding KEY Common Shares 12.9K May 11, 2023 By Trust F2
holding KEY Common Shares 4.49K May 11, 2023 By Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Deferred Shares Award $0 +15.4K +55.6% $0.00 43.1K May 11, 2023 Common Shares 15.4K Direct F4, F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held in a living trust. The reporting person is trustee of the trust.
F2 These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust.
F3 These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is trustee of the trust.
F4 Each Deferred Share is the economic equivalent of one Common Share.
F5 Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until January 1, 2027.
F6 The Deferred Shares were awarded under the Deferred Share Plan.
F7 Includes approximately 803 dividend-equivalent Deferred Shares accrued between December 2022 and March 2023.