Clark H. Khayat - Feb 24, 2023 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Signature
Adam J. Larkins POA for Clark H. Khayat
Stock symbol
KEY
Transactions as of
Feb 24, 2023
Transactions value $
-$34,936
Form type
4
Date filed
2/28/2023, 03:08 PM
Previous filing
Feb 22, 2023
Next filing
Feb 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +4.2K +4.23% 103K Feb 24, 2023 Direct F1
transaction KEY Common Shares Tax liability -$34.9K -1.91K -1.84% $18.32 102K Feb 24, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -4.2K -50% $0.00 4.2K Feb 24, 2023 Common Shares 4.2K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.
F3 Includes approximately 345 dividend-equivalent restricted stock units accrued between March and December 2022.