Brian L. Fishel - 24 Feb 2023 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Chief Human Resources Officer
Signature
Adam J. Larkins POA for Brian L. Fishel
Issuer symbol
KEY
Transactions as of
24 Feb 2023
Net transactions value
-$254,410
Form type
4
Filing time
28 Feb 2023, 15:07:31 UTC
Previous filing
22 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +32,731 +64% 84,129 24 Feb 2023 Direct F1
transaction KEY Common Shares Tax liability $254,410 -13,887 -17% $18.32 70,242 24 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -30,029 -100% $0.000000* 0 24 Feb 2023 Common Shares 30,029 Direct F1, F2, F3
transaction KEY Restricted Stock Units Options Exercise $0 -2,702 -50% $0.000000 2,702 24 Feb 2023 Common Shares 2,702 Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 These restricted stock units, granted on February 24, 2020, vested in full on February 24, 2023.
F3 Includes approximately 3,686 dividend-equivalent restricted stock units accrued since March 2020.
F4 These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.
F5 Includes approximately 222 dividend-equivalent restricted stock units accrued between March and December 2022.