Brian L. Fishel - Feb 24, 2023 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Chief Human Resources Officer
Signature
Adam J. Larkins POA for Brian L. Fishel
Stock symbol
KEY
Transactions as of
Feb 24, 2023
Transactions value $
-$254,410
Form type
4
Date filed
2/28/2023, 03:07 PM
Previous filing
Feb 22, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +32.7K +63.68% 84.1K Feb 24, 2023 Direct F1
transaction KEY Common Shares Tax liability -$254K -13.9K -16.51% $18.32 70.2K Feb 24, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -30K -100% $0.00* 0 Feb 24, 2023 Common Shares 30K Direct F1, F2, F3
transaction KEY Restricted Stock Units Options Exercise $0 -2.7K -50% $0.00 2.7K Feb 24, 2023 Common Shares 2.7K Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 These restricted stock units, granted on February 24, 2020, vested in full on February 24, 2023.
F3 Includes approximately 3,686 dividend-equivalent restricted stock units accrued since March 2020.
F4 These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.
F5 Includes approximately 222 dividend-equivalent restricted stock units accrued between March and December 2022.