Amy G. Brady - 24 Feb 2023 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Chief Information Officer
Signature
Adam J. Larkins POA for Amy G. Brady
Issuer symbol
KEY
Transactions as of
24 Feb 2023
Net transactions value
-$596,774
Form type
4
Filing time
28 Feb 2023, 15:06:33 UTC
Previous filing
22 Feb 2023
Next filing
14 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +68,468 +53% 196,696 24 Feb 2023 Direct F1
transaction KEY Common Shares Tax liability $596,774 -32,575 -17% $18.32 164,121 24 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -60,060 -100% $0.000000* 0 24 Feb 2023 Common Shares 60,060 Direct F1, F2, F3
transaction KEY Restricted Stock Units Options Exercise $0 -8,408 -50% $0.000000 8,408 24 Feb 2023 Common Shares 8,408 Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 These restricted stock units, granted on February 24, 2020, vested in full on February 24, 2023.
F3 Includes approximately 7,373 dividend-equivalent restricted stock units accrued since March 2020.
F4 These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.
F5 Includes approximately 691 dividend-equivalent restricted stock units accrued between March and December 2022.