Angela G. Mago - 17 Feb 2023 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Signature
Adam J. Larkins POA for Angela G. Mago
Issuer symbol
KEY
Transactions as of
17 Feb 2023
Net transactions value
-$124,801
Form type
4
Filing time
22 Feb 2023, 15:33:37 UTC
Previous filing
06 Feb 2023
Next filing
28 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +21,408 +11% 215,688 17 Feb 2023 Direct F1
transaction KEY Common Shares Tax liability $124,801 -6,517 -3% $19.15 209,171 17 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -9,305 -100% $0.000000* 0 17 Feb 2023 Common Shares 9,305 Direct F1, F2, F3
transaction KEY Restricted Stock Units Options Exercise $0 -6,367 -33% $0.000000 12,735 17 Feb 2023 Common Shares 6,367 Direct F1, F4, F5
transaction KEY Restricted Stock Units Options Exercise $0 -5,736 -25% $0.000000 17,206 17 Feb 2023 Common Shares 5,736 Direct F1, F6, F7
transaction KEY Restricted Stock Units Award $0 +29,765 $0.000000 29,765 17 Feb 2023 Common Shares 29,765 Direct F1, F8
transaction KEY Option to Buy Award $0 +44,917 $0.000000 44,917 17 Feb 2023 Common Shares 44,917 $21.07 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.
F3 Includes approximately 382 dividend-equivalent restricted stock units accrued between March and December 2022.
F4 These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.
F5 Includes approximately 784 dividend-equivalent restricted stock units accrued between March and December 2022.
F6 These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F7 Includes approximately 942 dividend-equivalent restricted stock units accrued between March and December 2022.
F8 These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.
F9 The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.