Donald R. Kimble - Feb 17, 2023 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
CFO, CAO, & Vice Chair
Signature
Adam J. Larkins POA for Donald R. Kimble
Stock symbol
KEY
Transactions as of
Feb 17, 2023
Transactions value $
-$452,208
Form type
4
Date filed
2/22/2023, 03:32 PM
Previous filing
Mar 2, 2022
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +29.2K +6.62% 470K Feb 17, 2023 Direct F1, F2
transaction KEY Common Shares Tax liability -$184K -9.6K -2.04% $19.15 461K Feb 17, 2023 Direct
transaction KEY Common Shares Award +30K +6.52% 491K Feb 17, 2023 Direct F3
transaction KEY Common Shares Tax liability -$268K -14K -2.86% $19.15 477K Feb 17, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -12.2K -100% $0.00* 0 Feb 17, 2023 Common Shares 12.2K Direct F1, F4, F5
transaction KEY Restricted Stock Units Options Exercise $0 -9.76K -33.33% $0.00 19.5K Feb 17, 2023 Common Shares 9.76K Direct F1, F6, F7
transaction KEY Restricted Stock Units Options Exercise $0 -7.25K -25% $0.00 21.7K Feb 17, 2023 Common Shares 7.25K Direct F1, F8, F9
transaction KEY Restricted Stock Units Award $0 +118K $0.00 118K Feb 17, 2023 Common Shares 118K Direct F1, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 Includes approximately 142 common shares acquired through dividend reinvestment in March 2022.
F3 These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 24, 2020.
F4 These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.
F5 Includes approximately 500 dividend-equivalent restricted stock units accrued between March and December 2022.
F6 These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.
F7 Includes approximately 1,202 dividend-equivalent restricted stock units accrued between March and December 2022.
F8 These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F9 Includes approximately 1,191 dividend-equivalent restricted stock units accrued between March and December 2022.
F10 These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.