Donald R. Kimble - Feb 17, 2023 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role: CFO, CAO, & Vice Chair
Signature: Adam J. Larkins POA for Donald R. Kimble
Stock symbol: KEY
Transactions as of: Feb 17, 2023
Transactions value $: -$452,208
Form type: 4
Date filed: 2/22/2023, 03:32 PM
Previous filing: Mar 2, 2022
Next filing: Feb 28, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	KEY	Common Shares	Options Exercise		+29.2K	+6.62%		470K	Feb 17, 2023	Direct	F1, F2
transaction	KEY	Common Shares	Tax liability	-$184K	-9.6K	-2.04%	$19.15	461K	Feb 17, 2023	Direct
transaction	KEY	Common Shares	Award		+30K	+6.52%		491K	Feb 17, 2023	Direct	F3
transaction	KEY	Common Shares	Tax liability	-$268K	-14K	-2.86%	$19.15	477K	Feb 17, 2023	Direct

Showing 1 to 4 of 4 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	KEY	Restricted Stock Units	Options Exercise	$0	-12.2K	-100%	$0.00^*	0	Feb 17, 2023	Common Shares	12.2K		Direct	F1, F4, F5
transaction	KEY	Restricted Stock Units	Options Exercise	$0	-9.76K	-33.33%	$0.00	19.5K	Feb 17, 2023	Common Shares	9.76K		Direct	F1, F6, F7
transaction	KEY	Restricted Stock Units	Options Exercise	$0	-7.25K	-25%	$0.00	21.7K	Feb 17, 2023	Common Shares	7.25K		Direct	F1, F8, F9
transaction	KEY	Restricted Stock Units	Award	$0	+118K		$0.00	118K	Feb 17, 2023	Common Shares	118K		Direct	F1, F10

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2	Includes approximately 142 common shares acquired through dividend reinvestment in March 2022.
F3	These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 24, 2020.
F4	These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.
F5	Includes approximately 500 dividend-equivalent restricted stock units accrued between March and December 2022.
F6	These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.
F7	Includes approximately 1,202 dividend-equivalent restricted stock units accrued between March and December 2022.
F8	These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F9	Includes approximately 1,191 dividend-equivalent restricted stock units accrued between March and December 2022.
F10	These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.