Allyson M. Kidik - 17 Feb 2023 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Chief Risk Review Officer
Signature
Adam J. Larkins POA for Allyson M. Kidik
Issuer symbol
KEY
Transactions as of
17 Feb 2023
Net transactions value
-$15,205
Form type
4
Filing time
22 Feb 2023, 15:31:55 UTC
Previous filing
21 Nov 2022
Next filing
21 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +2,221 +15% 16,960 17 Feb 2023 Direct F1
transaction KEY Common Shares Tax liability $15,205 -794 -4.7% $19.15 16,166 17 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -659 -100% $0.000000* 0 17 Feb 2023 Common Shares 659 Direct F1, F2, F3
transaction KEY Restricted Stock Units Options Exercise $0 -563 -50% $0.000000 563 17 Feb 2023 Common Shares 563 Direct F1, F4, F5
transaction KEY Restricted Stock Units Options Exercise $0 -595 -33% $0.000000 1,187 17 Feb 2023 Common Shares 595 Direct F1, F6, F7
transaction KEY Restricted Stock Units Options Exercise $0 -405 -25% $0.000000 1,213 17 Feb 2023 Common Shares 405 Direct F1, F8, F9
transaction KEY Restricted Stock Units Award $0 +3,916 $0.000000 3,916 17 Feb 2023 Common Shares 3,916 Direct F1, F10
transaction KEY Option to Buy Award $0 +5,910 $0.000000 5,910 17 Feb 2023 Common Shares 5,910 $21.07 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.
F3 Includes approximately 15 dividend-equivalent restricted stock units accrued between September and December 2022.
F4 These restricted stock units, granted on February 17, 2020, vest in four equal annual installments beginning on February 17, 2021.
F5 Includes approximately 25 dividend-equivalent restricted stock units accrued between September and December 2022.
F6 These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.
F7 Includes approximately 40 dividend-equivalent restricted stock units accrued between September and December 2022.
F8 These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F9 Includes approximately 37 dividend-equivalent restricted stock units accrued between September and December 2022.
F10 The restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.
F11 The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.