Trina M. Evans - 17 Feb 2023 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Director, Corporate Center
Signature
Adam J. Larkins POA for Trina M. Evans
Issuer symbol
KEY
Transactions as of
17 Feb 2023
Net transactions value
-$56,071
Form type
4
Filing time
22 Feb 2023, 15:28:36 UTC
Previous filing
28 Feb 2022
Next filing
28 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +8,807 +11% 89,343 17 Feb 2023 Direct F1
transaction KEY Common Shares Tax liability $56,071 -2,928 -3.3% $19.15 86,415 17 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -3,722 -100% $0.000000* 0 17 Feb 2023 Common Shares 3,722 Direct F1, F2, F3
transaction KEY Restricted Stock Units Options Exercise $0 -2,972 -33% $0.000000 5,943 17 Feb 2023 Common Shares 2,972 Direct F1, F4, F5
transaction KEY Restricted Stock Units Options Exercise $0 -2,214 -25% $0.000000 6,639 17 Feb 2023 Common Shares 2,214 Direct F1, F6, F7
transaction KEY Restricted Stock Units Award $0 +10,966 $0.000000 10,966 17 Feb 2023 Common Shares 10,966 Direct F1, F8
transaction KEY Option to Buy Award $0 +16,548 $0.000000 16,548 17 Feb 2023 Common Shares 16,548 $21.07 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.
F3 Includes approximately 153 dividend-equivalent restricted stock units accrued between March and December 2022.
F4 These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.
F5 Includes approximately 366 dividend-equivalent restricted stock units accrued between March and December 2022.
F6 These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023
F7 Includes approximately 363 dividend-equivalent restricted stock units accrued between March and December 2022.
F8 These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.
F9 The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.