Ann Gillis Ruth - Sep 30, 2022 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Director
Signature
Adam J. Larkins POA for Ruth Ann M. Gillis
Stock symbol
KEY
Transactions as of
Sep 30, 2022
Transactions value $
$0
Form type
4
Date filed
10/4/2022, 04:43 PM
Previous filing
Jun 30, 2022
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +9.12K +16.94% 63K Sep 30, 2022 Direct F1
holding KEY Common Shares 29.5K Sep 30, 2022 By Trust F2
holding KEY Common Shares 4.49K Sep 30, 2022 By Trust F3
holding KEY Common Shares 12.9K Sep 30, 2022 By Trust F4
holding KEY Common Shares 5K Sep 30, 2022 By Trust F4
holding KEY Common Shares 48K Sep 30, 2022 By Trust F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Deferred Shares Options Exercise -9.12K -25.33% 26.9K Sep 30, 2022 Common Shares 9.12K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Deferred Share was the economic equivalent of one KeyCorp Common Share.
F2 These shares are held in a living trust. The reporting person is trustee of the trust.
F3 These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is trustee of the trust.
F4 These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust.
F5 These shares are held in a grantor retained annuity trust for the benefit of the reporting person and the reporting person's children. The reporting person is the trustee of the trust.
F6 Includes approximately 772 dividend-equivalent deferred shares accrued under the Deferred Share Plan in June and September 2022.