Ruth Ann M. Gillis - 30 Sep 2022 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Director
Signature
Adam J. Larkins POA for Ruth Ann M. Gillis
Issuer symbol
KEY
Transactions as of
30 Sep 2022
Net transactions value
$0
Form type
4
Filing time
04 Oct 2022, 16:43:54 UTC
Previous filing
30 Jun 2022
Next filing
04 Jan 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +9,124 +17% 62,970 30 Sep 2022 Direct F1
holding KEY Common Shares 29,511 30 Sep 2022 By Trust F2
holding KEY Common Shares 4,485 30 Sep 2022 By Trust F3
holding KEY Common Shares 12,900 30 Sep 2022 By Trust F4
holding KEY Common Shares 5,000 30 Sep 2022 By Trust F4
holding KEY Common Shares 48,000 30 Sep 2022 By Trust F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Deferred Shares Options Exercise -9,124 -25% 26,895 30 Sep 2022 Common Shares 9,124 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Deferred Share was the economic equivalent of one KeyCorp Common Share.
F2 These shares are held in a living trust. The reporting person is trustee of the trust.
F3 These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is trustee of the trust.
F4 These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust.
F5 These shares are held in a grantor retained annuity trust for the benefit of the reporting person and the reporting person's children. The reporting person is the trustee of the trust.
F6 Includes approximately 772 dividend-equivalent deferred shares accrued under the Deferred Share Plan in June and September 2022.