Christopher M. Gorman - Feb 24, 2022 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Chairman and CEO, Director
Signature
Carrie A. Benedict POA for Christopher M. Gorman
Stock symbol
KEY
Transactions as of
Feb 24, 2022
Transactions value $
-$201,703
Form type
4
Date filed
2/28/2022, 03:14 PM
Previous filing
Feb 22, 2022
Next filing
Dec 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +18.4K +2.26% 834K Feb 24, 2022 Direct F1
transaction KEY Common Shares Tax liability -$202K -8.36K -1% $24.13 826K Feb 24, 2022 Direct
holding KEY Common Shares 4.25K Feb 24, 2022 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -18.4K -33.33% $0.00 36.9K Feb 24, 2022 Common Shares 18.4K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 Reported as of February 15, 2022.
F3 These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.
F4 Includes approximately 1,874 dividend-equivalent restricted stock units accrued between March and December 2021.