Jamie Warder - 17 Feb 2022 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Head of Digital Banking
Signature
Carrie A. Benedict POA for Jamie Warder
Issuer symbol
KEY
Transactions as of
17 Feb 2022
Net transactions value
-$108,040
Form type
4
Filing time
22 Feb 2022, 16:31:10 UTC
Previous filing
16 Feb 2022
Next filing
02 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +13,831 +63% 35,926 17 Feb 2022 Direct F1
transaction KEY Common Shares Tax liability $108,040 -4,199 -12% $25.73 31,727 17 Feb 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Options Exercise $0 -3,344 -100% $0.000000* 0 17 Feb 2022 Common Shares 3,344 Direct F1, F2, F3
transaction KEY Restricted Stock Units Options Exercise $0 -4,867 -50% $0.000000 4,868 17 Feb 2022 Common Shares 4,867 Direct F1, F4, F5
transaction KEY Restricted Stock Units Options Exercise $0 -2,770 -33% $0.000000 5,540 17 Feb 2022 Common Shares 2,770 Direct F1, F6, F7
transaction KEY Restricted Stock Units Options Exercise $0 -2,850 -25% $0.000000 8,548 17 Feb 2022 Common Shares 2,850 Direct F1, F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F2 These restricted stock units, granted on February 19, 2018, vested in four equal annual installments ending on February 17, 2022.
F3 Includes approximately 85 dividend-equivalent restricted stock units accrued between June and December 2021.
F4 These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.
F5 Includes approximately 247 dividend-equivalent restricted stock units accrued between June and December 2021.
F6 These restricted stock units, granted on February 17, 2020, vest in four equal annual installments beginning on February 17, 2021.
F7 Includes approximately 211 dividend-equivalent restricted stock units accrued between June and December 2021.
F8 These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.
F9 Includes approximately 289 dividend-equivalent restricted stock units accrued between June and December 2021.