Andrew J. Paine III - Feb 14, 2022 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Head of Institutional Bank
Signature
Carrie A. Benedict POA for Andrew J. Paine III
Stock symbol
KEY
Transactions as of
Feb 14, 2022
Transactions value $
$0
Form type
4
Date filed
2/16/2022, 03:49 PM
Previous filing
Dec 13, 2021
Next filing
Feb 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KEY Common Shares 201K Feb 14, 2022 Direct
holding KEY Common Shares 21.3K Feb 14, 2022 401(k) Plan F1
holding KEY Common Shares 18.5K Feb 14, 2022 By spouse
holding KEY Common Shares 445 Feb 14, 2022 By Paine Investments LP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Award $0 +28.9K $0.00 28.9K Feb 14, 2022 Common Shares 28.9K Direct F2, F3
transaction KEY Option to Buy Award $0 +43.3K $0.00 43.3K Feb 14, 2022 Common Shares 43.3K $28.50 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reported as of February 15, 2022.
F2 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F3 The restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F4 The option to buy, granted on February 14, 2022, vests in four equal annual installments beginning on February 17, 2023.