Andrew J. Paine III - 14 Feb 2022 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Head of Institutional Bank
Signature
Carrie A. Benedict POA for Andrew J. Paine III
Issuer symbol
KEY
Transactions as of
14 Feb 2022
Net transactions value
$0
Form type
4
Filing time
16 Feb 2022, 15:49:52 UTC
Previous filing
13 Dec 2021
Next filing
22 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KEY Common Shares 200,904 14 Feb 2022 Direct
holding KEY Common Shares 21,256 14 Feb 2022 401(k) Plan F1
holding KEY Common Shares 18,514 14 Feb 2022 By spouse
holding KEY Common Shares 445 14 Feb 2022 By Paine Investments LP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Restricted Stock Units Award $0 +28,946 $0.000000 28,946 14 Feb 2022 Common Shares 28,946 Direct F2, F3
transaction KEY Option to Buy Award $0 +43,252 $0.000000 43,252 14 Feb 2022 Common Shares 43,252 $28.50 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reported as of February 15, 2022.
F2 Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
F3 The restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.
F4 The option to buy, granted on February 14, 2022, vests in four equal annual installments beginning on February 17, 2023.