Brian L. Fishel - 06 Dec 2021 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Chief Human Resources Officer
Signature
Carrie A. Benedict POA for Brian L. Fishel
Issuer symbol
KEY
Transactions as of
06 Dec 2021
Net transactions value
-$138,162
Form type
4
Filing time
08 Dec 2021, 15:08:45 UTC
Next filing
16 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise $13,824 +1,070 +2.7% $12.92 40,938 06 Dec 2021 Direct
transaction KEY Common Shares Options Exercise $40,721 +2,886 +7% $14.11 43,824 06 Dec 2021 Direct
transaction KEY Common Shares Options Exercise $82,714 +7,885 +18% $10.49 51,709 06 Dec 2021 Direct
transaction KEY Common Shares Sale $275,422 -11,841 -23% $23.26 39,869 06 Dec 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Option to Buy Options Exercise $0 -1,070 -100% $0.000000* 0 06 Dec 2021 Common Shares 1,070 $12.92 Direct F3
transaction KEY Option to Buy Options Exercise $0 -2,886 -100% $0.000000* 0 06 Dec 2021 Common Shares 2,886 $14.11 Direct F4
transaction KEY Option to Buy Options Exercise $0 -7,885 -100% $0.000000* 0 06 Dec 2021 Common Shares 7,885 $10.49 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.261 to $23.265.
F2 The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3 This option vested in four equal annual installments ending on February 17, 2018.
F4 This option vested in four equal annual installments ending on February 17, 2019.
F5 This option vested in four equal annual installments ending on February 17, 2020.