Bruce D. Broussard - 13 May 2021 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Director
Signature
Carrie A. Benedict POA for Bruce D. Broussard
Issuer symbol
KEY
Transactions as of
13 May 2021
Net transactions value
$0
Form type
4
Filing time
17 May 2021, 16:53:10 UTC
Next filing
24 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KEY Common Shares 16,556 13 May 2021 Direct
holding KEY Common Shares 8,029 13 May 2021 By Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Deferred Shares Award $0 +5,654 +20% $0.000000 33,755 13 May 2021 Common Shares 5,654 Direct F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held in a living trust. The reporting person is trustee of the trust.
F2 Each Deferred Share is the economic equivalent of one Common Share.
F3 Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 13, 2024.
F4 The Deferred Shares were awarded under the Deferred Share Plan.
F5 Includes approximately 1342 dividend-equivalent deferred shares accrued under the Deferred Share Plan between June 2020 and March 2021.