Richard J. Hipple - 10 May 2021 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Director
Signature
Carrie A. Benedict POA for Richard J. Hipple
Issuer symbol
KEY
Transactions as of
10 May 2021
Net transactions value
-$70,379
Form type
4
Filing time
12 May 2021, 16:48:28 UTC
Next filing
17 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise $0 +6,723 +19% $0.000000 42,892 10 May 2021 Direct F1
transaction KEY Common Shares Disposed to Issuer $70,379 -3,361 -7.8% $20.94 39,531 10 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Deferred Shares Options Exercise -6,723 -14% 42,855 10 May 2021 Common Shares 6,723 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes approximately 209 dividend-equivalent common shares accrued between December 2020 and March 2021.
F2 Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021, 3,361 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.
F3 Includes approximately 1,008 dividend-equivalent Deferred Shares accrued between June 2020 and March 2021.