Amy C. Held - Aug 31, 2023 Form 4 Insider Report for J M SMUCKER Co (SJM)

Role
Chief Transformation Officer
Signature
/s/ Jeannette L. Knudsen, POA
Stock symbol
SJM
Transactions as of
Aug 31, 2023
Transactions value $
-$1,426,065
Form type
4
Date filed
9/5/2023, 07:17 PM
Previous filing
Jun 26, 2023
Next filing
Jun 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SJM Common Shares Options Exercise $334K +3.06K +49.24% $108.90 9.29K Aug 31, 2023 Direct
transaction SJM Common Shares Options Exercise $656K +4.84K +52.15% $135.53 14.1K Aug 31, 2023 Direct
transaction SJM Common Shares Options Exercise $221K +1.76K +12.46% $125.82 15.9K Aug 31, 2023 Direct
transaction SJM Common Shares Sale -$1.43M -9.92K -62.41% $143.80 5.97K Aug 31, 2023 Direct F1
holding SJM Common Shares 1.24K Aug 31, 2023 401(K) F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SJM Option Common Shares Options Exercise -$334K -3.06K -100% $108.90 0 Aug 31, 2023 Common Shares 3.06K $108.90 Direct F3
transaction SJM Option Common Shares Options Exercise -$656K -4.84K -66.68% $135.53 2.42K Aug 31, 2023 Common Shares 4.84K $135.53 Direct F4
transaction SJM Option Common Shares Options Exercise -$221K -1.76K -33.35% $125.82 3.52K Aug 31, 2023 Common Shares 1.76K $125.82 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.59 to $144.44, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 This amount includes shares acquired under (i) the Company's 401(k) plan since the date of the reporting person's last ownership report and (ii) the Company's dividend reinvestment plan as administered by its transfer agent.
F3 The option, which was granted for fiscal year 2021 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 17, 2021.
F4 This option, which was granted for fiscal year 2022 pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 15, 2022.
F5 The option, which was granted for fiscal year 2023 pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 15, 2023.