Richard K. Smucker - Jun 15, 2022 Form 4 Insider Report for J M SMUCKER Co (SJM)

Role
Executive Chairman, Director
Signature
/s/ Jeannette L. Knudsen, POA
Stock symbol
SJM
Transactions as of
Jun 15, 2022
Transactions value $
-$252,647
Form type
4
Date filed
6/17/2022, 05:39 PM
Previous filing
Dec 20, 2021
Next filing
Aug 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SJM Common Shares Award $0 +1.73K +0.27% $0.00 648K Jun 15, 2022 Direct F1
transaction SJM Common Shares Award $0 +4.97K +0.77% $0.00 653K Jun 15, 2022 Direct F2
transaction SJM Common Shares Tax liability -$253K -2.01K -0.31% $125.82 651K Jun 15, 2022 Direct F3
holding SJM Common Shares 27K Jun 15, 2022 By 401(k) F4
holding SJM Common Shares 100K Jun 15, 2022 By Wife F5
holding SJM Common Shares 107K Jun 15, 2022 by Wife as Trustee for the Benefit of Grandchildren F5
holding SJM Common Shares 478K Jun 15, 2022 By Trust Fbo Daughter F5
holding SJM Common Shares 478K Jun 15, 2022 Co-trustee Fbo Brother F5
holding SJM Common Shares 478K Jun 15, 2022 Co-trustee Fbo Sister F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SJM Option Common Shares Award $0 +9.14K $0.00 9.14K Jun 15, 2022 Common Shares 9.14K $125.82 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock granted for fiscal year 2023 pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan vests in three equal annual installments beginning on June 15, 2023.
F2 This amount represents shares of common stock received upon settlement of a performance units award granted to the reporting person on June 13, 2019.
F3 Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan.
F4 This amount includes shares acquired under (i) the Company's 401(k) plan since the date of the reporting person's last ownership report and (ii) the Company's dividend reinvestment plan as administered by its transfer agent.
F5 The reporting person disclaims beneficial ownership of these shares.
F6 The option, which was granted for fiscal year 2023 pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 15, 2023.