Mark T. Smucker - Sep 2, 2021 Form 4 Insider Report for J M SMUCKER Co (SJM)

Role
President and CEO, Director
Signature
/s/ Jeannette L. Knudsen, POA
Stock symbol
SJM
Transactions as of
Sep 2, 2021
Transactions value $
$0
Form type
4
Date filed
3/18/2022, 04:36 PM
Previous filing
Jun 23, 2021
Next filing
Jan 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SJM Common Shares Gift $0 -3.45K -3.46% $0.00 96.2K Sep 2, 2021 Direct F1
transaction SJM Common Shares Gift $0 +1.73K +24.15% $0.00 8.87K Sep 2, 2021 By Son F2, F3
transaction SJM Common Shares Gift $0 +1.73K +33.38% $0.00 6.89K Sep 2, 2021 By Daughter F2, F3
transaction SJM Common Shares Gift $0 -413 -0.43% $0.00 95.8K Sep 30, 2021 Direct
transaction SJM Common Shares Gift $0 -750 -0.78% $0.00 95.1K Dec 23, 2021 Direct F4
holding SJM Common Shares 6.53K Sep 2, 2021 By 401(k) F5
holding SJM Common Shares 3.47K Sep 2, 2021 By Wife F2
holding SJM Common Shares 30K Sep 2, 2021 by GRAT (2021) F6
holding SJM Common Shares 18.5K Sep 2, 2021 by GRAT (2020)
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 2, 2021, 14,291 shares were transferred from the reporting person's grantor retained annuity trust (2019) to his direct ownership and 1,725 shares were transferred to each of the reporting person's two children in accordance with the terms of the trust instrument.
F2 The reporting person disclaims beneficial ownership of these shares.
F3 This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.
F4 On December 17, 2021, 11,471 shares were transferred from the reporting person's grantor retained annuity trust (2020) to his direct ownership in accordance with the terms of the trust instrument.
F5 This amount includes shares acquired under (i) the Company's 401(k) plan since the date of the reporting person's last ownership report and (ii) the Company's dividend reinvestment plan as administered by its transfer agent.
F6 On October 1, 2021, 30,000 shares were moved from the reporting person's direct ownership to a grantor retained annuity trust.