Jill R. Penrose - Dec 31, 2021 Form 4 Insider Report for J M SMUCKER Co (SJM)

Role
Chief People & Admin Officer
Signature
/s/ Jeannette L. Knudsen, POA
Stock symbol
SJM
Transactions as of
Dec 31, 2021
Transactions value $
-$3,887,702
Form type
4
Date filed
1/4/2022, 04:23 PM
Previous filing
Jun 30, 2021
Next filing
Jun 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SJM Common Shares Options Exercise $839K +7.5K +58.57% $111.86 20.3K Dec 31, 2021 Direct
transaction SJM Common Shares Options Exercise $1.68M +15K +73.87% $111.86 35.3K Dec 31, 2021 Direct
transaction SJM Common Shares Options Exercise $145K +1.4K +3.97% $103.20 36.7K Dec 31, 2021 Direct
transaction SJM Common Shares Options Exercise $522K +4.8K +13.07% $108.90 41.5K Dec 31, 2021 Direct
transaction SJM Common Shares Sale -$3.89M -28.7K -69.15% $135.46 12.8K Dec 31, 2021 Direct F1
holding SJM Common Shares 2.34K Dec 31, 2021 401(k) F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SJM Option Common Shares Options Exercise -$839K -7.5K -100% $111.86 0 Dec 31, 2021 Common Shares 7.5K $111.86 Direct
transaction SJM Option Common Shares Options Exercise -$1.68M -15K -100% $111.86 0 Dec 31, 2021 Common Shares 15K $111.86 Direct
transaction SJM Option Common Shares Options Exercise -$145K -1.4K -66.71% $103.20 700 Dec 31, 2021 Common Shares 1.4K $103.20 Direct F3
transaction SJM Option Common Shares Options Exercise -$522K -4.8K -33.34% $108.90 9.59K Dec 31, 2021 Common Shares 4.8K $108.90 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.02 to $136.05, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 This amount includes shares acquired under (i) the Company's 401(k) plan since the date of the reporting person's last ownership report and (ii) the Company's dividend reinvestment plan as administered by its transfer agent.
F3 The option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on December 30, 2020.
F4 The option, which was granted for fiscal year 2021 pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 17, 2021.