Jill R. Penrose - 31 Dec 2021 Form 4 Insider Report for J M SMUCKER Co (SJM)

Role
Chief People & Admin Officer
Signature
/s/ Jeannette L. Knudsen, POA
Issuer symbol
SJM
Transactions as of
31 Dec 2021
Net transactions value
-$3,887,702
Form type
4
Filing time
04 Jan 2022, 16:23:52 UTC
Previous filing
30 Jun 2021
Next filing
16 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SJM Common Shares Options Exercise $838,950 +7,500 +59% $111.86 20,306 31 Dec 2021 Direct
transaction SJM Common Shares Options Exercise $1,677,900 +15,000 +74% $111.86 35,306 31 Dec 2021 Direct
transaction SJM Common Shares Options Exercise $144,790 +1,403 +4% $103.20 36,709 31 Dec 2021 Direct
transaction SJM Common Shares Options Exercise $522,393 +4,797 +13% $108.90 41,506 31 Dec 2021 Direct
transaction SJM Common Shares Sale $3,887,702 -28,700 -69% $135.46 12,806 31 Dec 2021 Direct F1
holding SJM Common Shares 2,336 31 Dec 2021 401(k) F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SJM Option Common Shares Options Exercise $838,950 -7,500 -100% $111.86 0 31 Dec 2021 Common Shares 7,500 $111.86 Direct
transaction SJM Option Common Shares Options Exercise $1,677,900 -15,000 -100% $111.86 0 31 Dec 2021 Common Shares 15,000 $111.86 Direct
transaction SJM Option Common Shares Options Exercise $144,790 -1,403 -67% $103.20 700 31 Dec 2021 Common Shares 1,403 $103.20 Direct F3
transaction SJM Option Common Shares Options Exercise $522,393 -4,797 -33% $108.90 9,590 31 Dec 2021 Common Shares 4,797 $108.90 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.02 to $136.05, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 This amount includes shares acquired under (i) the Company's 401(k) plan since the date of the reporting person's last ownership report and (ii) the Company's dividend reinvestment plan as administered by its transfer agent.
F3 The option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on December 30, 2020.
F4 The option, which was granted for fiscal year 2021 pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 17, 2021.