Mark T. Smucker - Jun 15, 2021 Form 4 Insider Report for J M SMUCKER Co (SJM)

Signature
/s/ Jeannette L. Knudsen, POA
Stock symbol
SJM
Transactions as of
Jun 15, 2021
Transactions value $
-$1,468,196
Form type
4
Date filed
6/17/2021, 05:44 PM
Previous filing
May 27, 2021
Next filing
Jun 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SJM Common Shares Tax liability -$1.47M -10.8K -7.75% $135.53 129K Jun 15, 2021 Direct F1
holding SJM Common Shares 6.38K Jun 15, 2021 By 401(k) F2
holding SJM Common Shares 3.47K Jun 15, 2021 By Wife F3
holding SJM Common Shares 6.49K Jun 15, 2021 By Son F3
holding SJM Common Shares 4.52K Jun 15, 2021 By Daughter F3
holding SJM Common Shares 17.7K Jun 15, 2021 by GRAT (2019)
holding SJM Common Shares 30K Jun 15, 2021 by GRAT (2020)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SJM Option Common Shares Award $0 +61.5K $0.00 61.5K Jun 15, 2021 Common Shares 61.5K $135.53 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan.
F2 This amount includes shares acquired under (i) the Company's 401(k) plan since the date of the reporting person's last ownership report and (ii) the Company's dividend reinvestment plan as administered by its transfer agent.
F3 The reporting person disclaims beneficial ownership of these shares.
F4 This option, which was granted for fiscal year 2022 pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 15, 2022.