Parag Kulkarni - 01 Sep 2025 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
SVP - Int'l; President India
Signature
James F. Stern, Attorney-in-Factor for Parag Kulkarni
Issuer symbol
AOS
Transactions as of
01 Sep 2025
Net transactions value
$0
Form type
4
Filing time
02 Sep 2025, 17:03:00 UTC
Previous filing
11 Feb 2025
Next filing
11 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Kulkarni Parag SVP - Int'l; President India A. O. SMITH INDIA WATER PRODUCTS PRIVATE, #300, PHASE II, KIADB INDUSTRIAL AREA, KARNATAKA, INDIA James F. Stern, Attorney-in-Factor for Parag Kulkarni 02 Sep 2025 0001944750

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -2,140 -100% $0.000000 0 01 Sep 2025 Common Stock 2,140 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit is the economic equivlanet of one share of A. O. Smith Corporation Common Stock.
F2 The restricted stock units were granted on 09/01/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payble in cash on the vesting date of 09/01/2025. Parag Kulkarni has deferred the receipt of these cash-based restricted stock units.
F3 Parag Kulkarni beneficially owns 3,370 restricted stock units that have not yet vested. He beneficially owns 3,130 restricted stock units that have vested and have been deferred.