Parag Kulkarni - 08 Feb 2024 Form 4/A - Amendment Insider Report for SMITH A O CORP (AOS)

Signature
James F. Stern, Attorney-in-Factor for Parag Kulkarni
Issuer symbol
AOS
Transactions as of
08 Feb 2024
Net transactions value
$0
Form type
4/A - Amendment
Filing time
10 Feb 2025, 11:43:58 UTC
Date Of Original Report
09 Feb 2024
Previous filing
08 Feb 2024
Next filing
14 Feb 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -545 -50% $0.000000 545 08 Feb 2024 Common Stock 545 $0.000000 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive, at settlement, one share of A. O. Smith Corporation Common Stock.
F2 The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/08/2024. Parag Kulkarni has deferred the receipt of these cash-based restricted stock units.
F3 Parag Kulkarni benefecially owns 3,700 restricted stock units that have not yet vested. He also has 545 restricted stock units that have vested and the receipt of have been deferred.