Stephen D. O'Brien - Aug 16, 2024 Form 4 Insider Report for SMITH A O CORP (AOS)

Signature
James F. Stern, Attorney-in-Fact for Stephen D. O'Brien
Stock symbol
AOS
Transactions as of
Aug 16, 2024
Transactions value $
-$108,766
Form type
4
Date filed
8/19/2024, 01:22 PM
Previous filing
Feb 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Options Exercise $0 +3.46K $0.00 3.46K Aug 16, 2024 Direct
transaction AOS Common Stock Tax liability -$109K -1.36K -39.36% $79.98 2.1K Aug 16, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Restricted Stock Units Options Exercise $0 -3.46K -100% $0.00* 0 Aug 16, 2024 Common Stock 3.46K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date.
F2 The restricted stock units were granted on 08/16/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in Common Stock on the vesting date of 08/16/2024.