Samuel M. Carver - Aug 7, 2024 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
SVP - Global Operations
Signature
James F. Stern, Attorney-in-Fact for Samuel M. Carver
Stock symbol
AOS
Transactions as of
Aug 7, 2024
Transactions value $
-$660,751
Form type
4
Date filed
8/8/2024, 11:14 AM
Previous filing
Feb 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOS Common Stock Options Exercise $161K +5.24K +218.42% $30.77 7.64K Aug 7, 2024 Direct
transaction AOS Common Stock Options Exercise $181K +5.71K +74.75% $31.67 13.3K Aug 7, 2024 Direct
transaction AOS Common Stock Options Exercise $188K +3.76K +28.13% $50.16 17.1K Aug 7, 2024 Direct
transaction AOS Common Stock Sale -$1.19M -14.7K -85.97% $81.00 2.4K Aug 7, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Employee Stock Options (Right to Buy) Options Exercise $0 -5.24K -100% $0.00* 0 Aug 7, 2024 Common Stock 5.24K $30.77 Direct F2
transaction AOS Employee Stock Options (Right to Buy) Options Exercise $0 -5.71K -100% $0.00* 0 Aug 7, 2024 Common Stock 5.71K $31.67 Direct F3
transaction AOS Employee Stock Options (Right to Buy) Options Exercise $0 -3.76K -100% $0.00* 0 Aug 7, 2024 Common Stock 3.76K $50.16 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually received ranged from $80.98 to $81.11. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
F2 The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.
F3 The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2017.
F4 The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.