Jack Qiu - May 21, 2024 Form 4 Insider Report for SMITH A O CORP (AOS)

Role
SVP - Pres. A. O. Smith China
Signature
James F. Stern, Attorney-in-Fact for Jack Qiu
Stock symbol
AOS
Transactions as of
May 21, 2024
Transactions value $
$0
Form type
4
Date filed
5/22/2024, 11:39 AM
Previous filing
Feb 14, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AOS Employee Stock Options (Right to Buy) Options Exercise $0 -7.07K -100% $0.00* 0 May 21, 2024 Common Stock 7.07K $60.82 Direct F1
transaction AOS Employee Stock Options (Right to Buy) Options Exercise $0 -5K -66.67% $0.00 2.5K May 21, 2024 Common Stock 5K $74.27 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022. The stock options are payable in cash when exercised.
F2 The employee stock options were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/07/2023. The stock options are payable in cash when exercised.